Download Banks & Financial Institution Risk Register Free Excel Template

Filter by Categories
Select all
Business Statements
Federal Income Tax
Gantt Chart
GST India
Health, Logs and Personal Trackers
Invoice/ Bill
Payroll & HR
Project Reports & Timelines
Purchase Order/Requisition
Rental Ledger
Risk Registers
Sales/ Marketing
SWOT Analysis
Timesheet/ Attendance
Filter by File Types

Download free excel template for banks and financial institutions. This template is useful for bank managers, bank risk professionals and consultants. This is a free to download and easy to use template. Banks and Financial Services require adequate risk management process in place to address emerging risks.

Explore all Risk Register Excel Templates.

About Banks and Financial Institutions Risk Register Excel Template

To begin with, Risk management plays a pivotal role in the stability, sustainability, and success of banks, financial institutions, and financial services industry. The importance of effective risk management in this sector cannot be overstated, as it directly influences their ability to navigate uncertainties, maintain public trust, and achieve long-term objectives.

You can update the following information in the risk register during your agile project development process;

  • Risk ID helps in identifying the risk statement.
  • Define the risk class using drop down. You can add more class of risk using the Keys column and data validation feature of Excel.
  • Risk description helps to understand the risk statement during Agile Project development process.
  • Impact or possible effect helps to understand the level and category of risks.
  • Impact level helps in quantification of impact or effect.
  • Probability level of risk can be assigned in quantitative manner from 1 to 5 score band.
  • Priority Level, that is, product of Impact and Probability is helpful in understanding the level of Risk. You can co-relate this score with Risk Heat Map and set priorities.
  • Mitigation strategy is sort of action plan to respond to the risk based on priority level (risk score). This can be positive response and negative response.
  • Action column will have risk response strategy that has been planned based on which mitigation strategy is formulated. This includes, Avoid the risk, Exploit the risk, Transfer or Share the risk, Mitigate the Risk and accept with no action plan.
  • Ownership mapping is always helpful to set a culture of risk driven business and project objectives.

Key definitions to understand

Here are some of the key definitions to understand with respect to risk management;

  • Risk: The potential for an event or condition to have an adverse impact on objectives, projects, processes, or assets.
  • Risk Management: The systematic process of identifying, assessing, prioritizing, mitigating, and monitoring risks to minimize the impact of adverse events and maximize opportunities.
  • Risk Assessment: The evaluation of risks by considering their likelihood and potential consequences, resulting in a risk profile that guides decision-making.
  • Risk Identification: The process of recognizing and documenting potential risks that could affect an organization’s objectives or projects.
  • Risk Analysis: The examination of risks to determine their nature, magnitude, and potential implications, often involving quantitative and qualitative assessments.
  • Risk Mitigation: The implementation of strategies and actions to reduce the likelihood or impact of identified risks.
  • Risk Response: The planned approach to addressing risks, involving strategies such as avoiding, transferring, mitigating, accepting, or exploiting them.
  • Risk Register: A centralized database or document containing details of identified risks, including their descriptions, potential impacts, likelihood, and assigned responsibilities.
  • Risk Tolerance: The level of risk an organization or individual is willing to accept before taking corrective actions.
  • Risk Appetite: The amount and type of risk an organization is willing to pursue or tolerate in pursuit of its objectives.
  • Residual Risk: The level of risk that remains after risk mitigation strategies have been implemented.

Download and use Banks and Financial Institutions Risk Register Excel template

To use this free excel Risk Register template, you should have Microsoft Office/ Microsoft Excel installed in your system.

After installing Excel or Spreadsheet, download the zip file of this template, extract the template using WinRAR or 7Zip or WinZIP (Recommended) decompressing software.

Once extracted, you can open the file using Excel and start entering data or customizing the template.

Click the button below to Download Banks & Financial Institution Risk Register Excel Template

By Downloading this Free Excel Template, it is implied that you comply with Download Instructions

Download Instructions

If the excel templates can not be downloaded, Leave us a feedback at We will solve the related problems/ query for you as soon as possible. All Excel templates and dashboards and tools are sole property of As a User, you can download and use the excel templates, dashboards and calculators for personal and business use with no payment i.e. for free. But without permission, you can not distribute it on the Internet website or any other online or offline medium !

Without permission granted from us/ management team of, use of these excel templates and dashboards is not allowed. However, if you want to share this templates and dashboards with your friends and peers, we have provided sharing option in various social media and platform via which you can share our content.

We hope that you can get our help in making your personal and business activities easier with the use of free excel templates and dashboards, and at the same time, support the construction of our website by considering our efforts and aforesaid instructions.